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Juggling Regulatory Compliance Strategies within Today's Ever-Evolving Threat Landscape
It’s a hacker’s world, and that means hedge funds and registered investment advisers must be more diligent than ever in protecting firm assets. Doing so, however, is not an easy feat. It requires a strategic and thoughtful operational plan, robust technology infrastructure and often the support of third-party providers.
Eze Castle Integration and eSentire discussed the evolving threat landscape for investment firms and how to employ a proactive security program. Our expert speakers will examine:
- The recent SEC cybersecurity exam findings and what they mean for broker-dealers and RIAs;
- The role investors are playing in shaping security decision-making;
- Risks associated with third-parties and the importance of oversight; and
- Specific technology/operational approaches firms can employ to thwart cyber-attacks.
Speakers Include:
- Eldon Sprickerhoff, Chief Security Strategist, eSentire
- Deborah Prutzman, CEO, Regulatory Fundamentals Group
- Steve Schoener, Sr. Vice President of Technology, Eze Castle Integration