Eze Castle Integration

Preparing for SEC Cybersecurity Exams:
How to Assess Your Firm's Readiness & Comply with the Latest GuidelinesPreparing for SEC Cybersecurity Exams: Webinar May 6th

COMPLIMENTARY WEBINAR: Tuesday, May 6; 11 a.m. ET

Continuing its growing focus on cybersecurity, the SEC announced this month that it would be conducting examinations on 50 registered investment firms to evaluate their cybersecurity measures. As part of the announcement, the SEC provided a sample list of questions firms should expect to answer.

In order to help firms assess their cybersecurity readiness and prepare for SEC exams, Eze Castle Integration invites you to join us on Tuesday, May 6th at 11 a.m. ET for an informative webinar focused on investment firm cybersecurity.

Members of Eze Castle’s Cybersecurity Incident Response Team (CSIRT) will address the SEC’s recent recommendations and provide guidance around how firms can prepare. Specific discussion points will include

  • How firms can identify cybersecurity risks;
  • Sample answers to the SEC’s cybersecurity questionnaire;
  • Policies to implement regarding infrastructure risk and access control; and
  • The importance of written information security policies (WISP).

This webinar has passed. Watch the replay HERE.